State Registration*
Please click on the following link for Blue Sky status of The Frontier Fund Series in various states. Please note that the Frontier Long/Short Commodity Series has received different Blue Sky approvals from our other Series. Prior to submitting Subscription Documents, please review the link accordingly.
BLUE SKY STATUS: DETAILED LISTING BY STATE OR TERRITORY »
There can be no sale of Units in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. Please contact customer service at 866-276-6010 or info@thefrontierfund.com for more information.
* Please refer to the latest Prospectus for additional information.
State Suitability Requirement
All states except as listed below.
The general suitability requirement for subscribers to the Series of the Trust is that subscribers have a net worth (exclusive of home, home furnishings and automobiles) of at least $250,000 or, failing that standard, have a net worth (similarly calculated) of at least $70,000 and an annual gross income of at least $70,000. In addition, the minimum aggregate purchase is $1,000, no minimum in the case of Plans (including IRAs), employees or family members of an employee of the Managing Owner or its affiliates or charitable organizations or $5,000 in the case of subscribers who are residents of Texas or $1,000 in the case of subscribers who are residents of Texas who are Plans (including IRAs), employees or family members of an employee of the Managing Owner or its affiliates or charitable organizations.
Higher Suitability Requirement
The states listed below have more restrictive suitability requirements. Please read the following list to make sure that you meet the suitability and/or investment requirements for the state in which you reside. (As used below, “NW” means net worth exclusive of home, home furnishings and automobiles; “AI” means annual gross income; and “TI” means annual taxable income for federal income tax purposes).
Alabama: Investors must also have a liquid net worth of at least ten times their investment in the Trust and similar programs.
Kansas: The Office of the Kansas Securities Commissioner recommends that Kansas residents should limit their aggregate investment in the Trust and similar investments to not more than ten percent (10%) of their liquid net worth. Liquid net worth is that portion of net worth (total assets minus total
liabilities) which consists of cash, cash equivalents and readily marketable securities.
Kentucky: (a) $300,000 NW, or (b) $85,000 NW and $85,000 AI.
Maine: (a) $225,000 NW, or (b) $100,000 NW and $100,000 AI.
Minnesota: Must be an “accredited investor” as defined by Rule 501(a) of the Securities Act. All residents of Minnesota must also complete and submit the Supplement to the Subscription Agreement which accompanies the Subscription Agreement.
New York: All residents of New York must also complete, notarize and submit the Supplement to the Subscription Agreement which accompanies the Subscription Agreement.
Texas: Minimum subscription for investors is $5,000 (with a minimum subscription of $1,000 in the case of residents of Texas who are Plans (including IRAs), employees or family members of an
employee of the Managing Owner or its Affiliates or charitable organizations). All residents of
Texas must also complete and submit the Supplement to the Subscription Agreement which
accompanies the Subscription Agreement.
AN INVESTMENT IN THE TRUST MAY NOT EXCEED 10% OF NW.